securities registration

См. также в других словарях:

• Uniform Transfer-on-Death Securities Registration Act — A statute that allows people to name a beneficiary to inherit stocks or bonds without probate. This is called registering the securities in beneficiary or transfer on death form. The owner of the securities can register them with a broker using a …   Law dictionary

• securities — Stocks, bonds, notes, convertible debentures, warrants, or other documents that represent a share in a company or a debt owed by a company or government entity. Evidences of obligations to pay money or of rights to participate in earnings and… …   Black's law dictionary

• registration statement — n: a detailed public disclosure of the terms and conditions of a public offering of a new issue of stock by a corporation ◇ A registration statement is required by the Securities and Exchange Commission before new shares may be offered for sale… …   Law dictionary

• registration rights agreement — USA In an unregistered securities offering, an agreement between the issuer and the initial purchasers that creates an obligation for the issuer to register the securities being offered (whether equity or debt) at some time in the future (usually …   Law dictionary

• Securities Act of 1933 — A US statute which primarily regulates the offer and sale of securities by an issuer to the public in the US. It creates a mechanism for the registration of securities publicly offered and the use of a prospectus in connection with such a public… …   Law dictionary

• Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

• securities acts — n. Federal and state statutes that govern registration of and trade in corporate securities, including the Securities Act of 1933 and the Securities Exchange Act of 1934, administered by the Securities and Exchange Commission. The Essential Law… …   Law dictionary

• registration — reg·is·tra·tion /ˌre jə strā shən/ n 1: the act of registering 2: an entry in a register 3: a document certifying an act of registering Merriam Webster’s Dictionary of Law. Merriam Webster. 1996 …   Law dictionary

• Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …   Law dictionary

• Securities Commission (Brazil) — Securities Commission of Brazil Comissão de Valores Mobiliários Agency overview Formed December 1976 Jurisdiction Federative Republic of Brazil Headquarters …   Wikipedia

• Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …   Law dictionary